RS
Searle & Co.Robert Southworth Searle
Chief Compliance Officer, Chief Financial Officer, President
Greenwich, Connecticut
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63,717professional profiles
32,102 with email
17,100 with phone
60 professionals matching “Compliance Legal”
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ACA/Prudent Investors Planning CorporationRobyn Sue Goldstein
Regulatory Contact, Vice President
Dunellen, New Jersey
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City National Securities, Inc.Rochelle Beth Levy
Chief Compliance Officer, Investment Advisor
New York, New York
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedFirm websiteSamuel Abram Wallace
Bank Advisor, Compliance Legal
Newark, New Jersey
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Revere Securities LLCScott Howard Fullman
Branch Manager, Chief Compliance Officer, Chief Strategist, Managing Director, Portfolio Manager
New York, New York
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Kimelman & Baird, LLCSheila Maureen Baird
Chief Compliance Officer, Chief Financial Officer, Member, Principal Financial Officer
New York, New York
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Feldstein Financial Group, LLCSteven Feldstein
Chief Compliance Officer, CROP, Municipal Securities Principal, Owner, President, Principal, SROP
Basking Ridge, New Jersey
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Excel Securities & Associates, Inc.Terrence Patrick Britt
Chief Operating Officer, Regulatory Contact, Vice President
Rochester, New York
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TFS Securities, Inc.Thomas Patrick Hyland
Director, FINOP, Municipal Principal, Owner, President, Regulatory Contact
Howell, New Jersey
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Benjamin Securities, Inc.Thomas William Laundrie
Regulatory Contact, ROSFP, Vice President
Hauppauge, New York
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KR Securities, LLCWalter Alan Gilmore
Chief Compliance Officer, Executive Officer, FINOP
Princeton, New Jersey
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Kimelman & Baird, LLCYasmeen Sollee Mock
Chief Operating Officer, Co-Chief Compliance Officer, Member, Partner, Principal Operations Officer
New York, New York
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